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Enterprise AI Analysis: Error Notebook-Guided, Training-Free Part Retrieval in 3D CAD Assemblies via Vision-Language Models

AI in Engineering & Design

Error Notebook-Guided, Training-Free Part Retrieval in 3D CAD Assemblies via Vision-Language Models

Authors: Yunqing Liu, Nan Zhang & Zhiming Tan

Abstract: Effective specification-aware part retrieval within complex CAD assemblies is essential for automated design verification and downstream engineering tasks. However, directly using LLMs/VLMs to this task presents some challenges: the input sequences may exceed model token limits, and even after processing, performance remains unsatisfactory. Moreover, fine-tuning LLMs/VLMs requires significant computational resources, and for many high-performing general-use proprietary models (e.g., GPT or Gemini), fine-tuning access is not available. In this paper, we propose a novel part retrieval framework that requires no extra training, but using Error Notebooks + RAG for refined prompt engineering to help improve the existing general model's retrieval performance. The construction of Error Notebooks consists of two steps: (1) collecting historical erroneous CoTs and their incorrect answers, and (2) connecting these CoTs through reflective corrections until the correct solutions are obtained. As a result, the Error Notebooks serve as a repository of tasks along with their corrected CoTs and final answers. RAG is then employed to retrieve specification-relevant records from the Error Notebooks and incorporate them into the inference process. Another major contribution of our work is a human-in-the-loop CAD dataset, which is used to evaluate our method. In addition, the engineering value of our novel framework lies in its ability to effectively handle 3D models with lengthy, non-natural language metadata. Experiments with proprietary models, including GPT-40 and the Gemini series, show substantial gains, with GPT-40 (Omni) achieving up to a 23.4% absolute accuracy improvement on the human preference dataset. Moreover, ablation studies confirm that CoT reasoning provides benefits especially in challenging cases with higher part counts (> 10).

Executive Impact at a Glance

This research introduces a novel, training-free framework for part retrieval in 3D CAD assemblies using Vision-Language Models (VLMs). By leveraging 'Error Notebooks' and Retrieval-Augmented Generation (RAG), the method refines prompt engineering to significantly boost VLM performance without requiring costly fine-tuning. Key outcomes include a 23.4% absolute accuracy improvement on human preference datasets for GPT-4o and the development of a human-in-the-loop CAD dataset.

0 Absolute Accuracy Gain (GPT-4o Omni)
No Training Required for Model Adaptation
0 CoT Benefits in Complex Assemblies
3D CAD Assembly Domain Focus

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Methodology
Experimental Results
Ethical Considerations

ERROR NOTEBOOK-GUIDED PART RETRIEVAL PROCESS

Stage 1: Part Description Generation
Stage 2: Specification-Aware Part Retrieval via CoT Reasoning
Error Notebook Construction (Collecting & Correcting CoTs)
Error Notebook + RAG-Based Inference (Retrieving Analogous Cases)
Final Part Retrieval

Novel Dataset Construction

Our work introduces a new human-in-the-loop CAD dataset, built upon the Fusion 360 Gallery Assembly Dataset, to rigorously evaluate model performance from a human-centric perspective. This dataset is crucial for benchmarking and ensuring the practical applicability of the proposed part retrieval framework.

23.4% Absolute Accuracy Improvement (GPT-4o Omni on Human Preference Dataset)

Our framework achieved significant gains across various proprietary models. GPT-4o (Omni) saw an absolute accuracy increase of 23.4% on the human preference dataset, demonstrating robust performance enhancements without additional training.

Performance Comparison: With vs. Without Error Notebook

Feature Without Error Notebook (GPT-4o Omni) With Error Notebook (GPT-4o Omni)
Overall Accuracy (Human Preference) 41.7% 65.1%
Overall Accuracy (Self-Generated) 28.5% 48.3%
Complex Assemblies (>10 Parts) Benefit Limited Significant
Table 1 in the paper details these improvements, showing that the Error Notebook + RAG strategy consistently boosts performance across different part-count complexities, especially for challenging cases.

Impact of CoT Reasoning in Complex Cases

Ablation studies (Figure 4) confirm that Chain-of-Thought (CoT) reasoning, guided by the Error Notebook, provides crucial benefits, particularly for assemblies with higher part counts (> 10). This indicates that step-by-step reasoning is essential for tackling more complex design verification tasks effectively.

Ethical Data Handling and Application Intent

Our dataset construction relies on professional human annotators, compensated fairly with clear guidelines to avoid bias. Ambiguous cases were excluded. No personally identifiable information is involved. The methods are intended for engineering and design applications, such as automated verification in CAD workflows, posing no foreseeable misuse risks. This ensures responsible AI deployment.

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